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Partner

Katya Tua

Katya Tua

Katya Tua is a Partner at Mamo TCV Advocates.  She heads the Investment Services department of the firm.  Katya was called to the Bar in 2002 and joined the law firm GVTH Advocates as an associate in the same year.  She joined Simon Tortell and Associates as a founding partner in 2009.She advises primarily international clients in the incorporation and licensing of all types of collective investment schemes including UCITS, alternative investment funds (“AIFs”) and professional investor funds (“PIFs”).

Katya also advises on the drafting and negotiation of associated documentation as well as on all ongoing legal support work that collective investment schemes require, particularly regulatory compliance.  Her regulatory experience also includes the structuring and operations of asset management and administrators.

Education

  • B.A. in Legal and Humanistic Studies (1998, University of Malta)
  • Doctor of Laws (2001, University of Malta)
  • LL.M. (2002, University College London)

Representative Experience

  • Maltese counsel for the incorporation and licensing of numerous collective investment schemes in Malta
  • Maltese counsel for the setting up and licensing the first UCITS III platform in Malta
  • Maltese counsel to the first Bermuda based professional investor fund that re-domiciled to Malta
  • Counsel to the first professional investor fund incorporated and licensed in Malta that was structured as a limited partnership
  • Counsel to the first fully operational Recognised Incorporated Cell structure set up in Malta

Memberships

  • Admitted to the Maltese Bar, Superior Courts of Malta (2002)
  • Malta Chamber of Advocates
  • Institute of Financial Services Practitioners
  • International Bar Association

Get In Touch

Address

MAMO TCV Advocates
Palazzo Pietro Stiges
103, Strait Street
Valletta, VLT 1436
Malta

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Stay updated with our latest insights

Mamo TCV Advocates - DORA Services
Banking & Finance

Six Months Until DORA: MamoTCV Advocates Launches Detailed Overview

On the 17th of January 2025, the Digital Operational Resilience Act (DORA) will become applicable across the EU, including Malta. Maltese financial entities and ICT providers have 6 months to prepare for the new legal obligations that shall be imposed. In conjunction, on the 17th of January 2025, the Malta Financial Services Authority Act (Digital Operational Resilience Act (DORA)) Regulations, shall also come into force, further regulating the matter in Malta. We have recently launched our DORA microsite (www.doramalta.com) with easily understandable information which can serve as your reference point for available guidance. This document does not purport to give legal, financial…
Mamo TCV Advocates - Integration of EU’s MiCAR in Maltese law
FinTech

FinTech Insights #7 –
Integration of EU’s MiCAR in Maltese law

Malta has been a forerunner in regulating digital assets with the introduction of the Virtual Financial Assets Act, Chapter 590 of the Laws of Malta (the “VFA Act”) back in 2018.  Following its approval in 2022 and publication in 2023, Regulation (EU) 2023/1114 of the European Parliament and Council on markets in crypto-assets (“MiCAR”) has an 18-month window to become fully enforceable by 30th December 2024. However, MiCAR’s Title III and Title IV on issuing and regulating stablecoins will be applicable from 30th June 2024 according to Article 149 MiCAR.  Rules on crypto-asset service providers in Title V of MiCAR…
Mamo TCV Advocates: Payments Insights #3 – Existing and Upcoming Strong Customer Authentication Requirements for PSPs
Banking & Finance
Payments Insights #3 –
Existing and Upcoming Strong Customer Authentication Requirements for PSPs
Mamo TCV Advocates: The European Banking Authority (EBA) has released an opinion that assesses emerging trends in payment fraud and proposes regulatory measures to address these challenges. In our latest Payments Insights, we discuss the EBA's publication which emphasises the necessity of improving security measures for instant payments, applying Strong Customer Authentication (SCA) consistently across all transaction types, and facilitating cross-border collaboration to manage the increased fraud risks associated with international transactions. The EBA’s Opinion also outlines several regulatory recommendations, including updating fraud risk management frameworks, adjusting liability rules to better protect consumers, and reinforcing supervisory processes. These measures are designed to increase the resilience of the financial sector for the benefit of the end-consumer within the payments sphere.
Banking & Finance
Payments Insights #2 –
EBA Opinion on Payment Fraud and Possible Mitigants

Awards & recognitions

Recognised as one of the IFLR1000 Women Leaders for 2022, one of only three women to earn such a ranking in Malta.

IFLR1000 - Women Leaders2022

Under the leadership of Katya Tua, Mamo TCV Advocates‘ team has vast experience in retail open-ended or closed-ended funds, along with alternative investment funds and professional investor funds structuring and licencing. It also focuses on regulatory compliance issues related to passported and non-passported activities for the multi-national investment management companies.

The Legal 100 - Investment Funds (Tier 2)2022

Mamo TCV Advocates‘ fintech offering comprises specialists with financial services, banking, corporate and intellectual property expertise. The firm is equally adept at assisting with regulatory and transactional issues, and is thus instructed by clients from a range of major industry sectors, including leading local banks, pharmaceutical companies, domestic telecoms service providers, and multi-national software corporations. Katya Tua heads up the practice.

The Legal 100 - Fintech (Tier 3)2022

Knowledgeable ........... Katya Tua is always available.

The Legal 100 - Investment Funds (Tier 1)2021

Katya Tua is considered by a client to be "very efficient in relation to funds business and investment services." An interviewee praises her client service: "She provides a very personable approach. She engages with clients and has a good touch." Tua advises fund managers on regulatory matters, including passporting.

Chambers Europe - (Band 2)2021